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Photos from 15 Nov: AIWM Executive Sparks – AI Unplugged: Inside Out
THANK YOU to all our panellist speakers for sharing insights with our members on 15th November at the Swiss Club, about the level of AI being pervasive since the past decade or more and has become ever-more pervasive, recognised now as a disruptor, disrupting not only the wealth management industry, transforming work patterns, today and tomorrow.
- 20/11/2024
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- Photo Gallery
MAS reminder – Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) audits
On 21 October 2024, the Monetary Authority of Singapore (MAS) issued a circular to remind Financial Institutions (FIs) about the importance of maintaining an audit function to provide an independent and regular assessment of the firm’s AML/CFT policies, procedures and controls.
- 07/11/2024
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- AIWM
- News
- Thought Leadership / Education
Compliance Insight – November 2024
On 30 October 2024, the Monetary Authority of Singapore (“MAS”) published a flurry of papers on anti-money laundering (“AML”) and countering the financing of terrorism (“CFT”), including the National Anti-Money Laundering Strategy, the Proliferation Financing (PF) National Risk Assessment and Counter-PF Strategy, a Money Laundering and Terrorism Financing Risk Assessment of Legal Persons, and a Money Laundering and Terrorism Financing Risk Assessment of Legal Arrangements. The most notable information paper is, however, on “AML/CFT Supervisory Expectations from Recent Inspections”.
- 07/11/2024
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- AIWM
- Compliance updates
- Associate
- Ordinary
A word from the Committee by Matteo Devecchi, AIWM Treasurer
November marks the beginning of the Northeast Monsoon season in Singapore, bringing cooler temperatures and frequent rain, a stark shift from the dry spells earlier in the year.
- 05/11/2024
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- AIWM
Get to know about Kepler Cheuvreux
Kepler Cheuvreux is a leading, independent financial services company that specialises in Research, Execution, Fixed Income and Credit, Structured Solutions, Corporate Finance and Asset Management. The Group employs around 600 people and is present in 14 major financial centres in Europe, US and the Middle East.
- 05/11/2024
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- News
Photos from 24 Oct: AIWM Professional Excellence 2024
The 2nd series of the AIWM Professional Excellence was launched successfully, well-attended by over 70 members with content curated by our Associate member firms for the inclusive AIWM community – 1291 Group, AVM Capital, Eastspring Investments, InteractiveBrokers, Leonteq Securities, MA Financial Group, Mitsubishi UFJ Trust and Banking and Sumitomo Mitsui Trust Bank. A big shout-out for your support!
- 05/11/2024
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- Photo Gallery
24 October – 2024 AIWM Professional Excellence Presentations
We are pleased to share the presentation materials from AIWM Professional Excellence, held on 24 October 2024.
- 30/10/2024
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- Thought Leadership / Education
- Associate
- Ordinary
A word from the Committee by Gary Cheo, AIWM Education
I am honoured to introduce myself as a new committee member overseeing education at the Association of Independent Wealth Management (AIWM).
- 07/10/2024
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- AIWM
Preferential Offers by Ingenia Consultants Pte. Ltd. for Ordinary Members
Ingenia’s compliance specialist becomes your coach to ensure and facilitate your company’s compliance.
- 07/10/2024
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- AIWM
- Negotiated rates with partners
- Ordinary
Get to know about Sun Life
Sun Life is a leading international financial services organization providing asset management, wealth, insurance and health solutions to individual and institutional clients. As of June 30, 2024, Sun Life has US$1.46 trillion assets under management.
- 07/10/2024
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- News
Compliance Insight – October 2024
In the month of September 2024, the Monetary Authority of Singapore (“MAS”) had issued various updates and forms, of note, Change of Particulars for Fund Management Companies, FAQs on Licencing of Fund Management Companies issued on 16 September 2024, the last being 29 August 2024. Also to note, 2 new forms for managers dealing in OTC Derivatives, Form 1A the Notification on Becoming a Significant Derivatives Holder and lastly, Form 1B the Notification on Ceasing on Becoming a Significant Derivatives Holder.
- 07/10/2024
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- AIWM
- Compliance updates
- Associate
- Ordinary
Photos from 26 September: AIWM 12th Annual General Meeting
It was an evening where formal meets funny. The members reviewed and approved the annual report for FY2023/24, bade farewell to the last committee and welcomed the new office bearers for the 2024 – 2026 term and had a belly good laugh with stand-up comedian, Rishi Budrani, who interacted and joked with the audience at The Atelier, The Capitol Kempinski Singapore.
- 07/10/2024
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- Photo Gallery
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Upcoming events
04Dec
2024 Q4 Regulatory & Compliance Update Workshop and AIWM Regulatory Masterclass
Wednesday, UBS Auditorium
New events coming soon!