August 17 AIWM Regulatory & Compliance Update Presentations
We are pleased to share the presentation materials from the Q3 AIWM Regulatory & Compliance workshop, held on 17 August 2023.
– Regulatory Updates & Trends and Mergers & Acquisitions of EAMs
– Compliance Updates on Internal Audit, Background Checks on Representatives and AML/CFT
Disclaimer: The materials are for internal reference only. They should not be distributed to external parties without prior authorisation from the content owners.
For the presentation materials on Technology Risk Management by Wendy Lim, Partner, Cyber Security Consulting, KPMG Singapore, please send an email to firstname.lastname@example.org
Click on the image to access the presentation