Q3 2023 Regulatory and Compliance Update

Join us in our Q3 2023 AIWM Regulatory & Compliance Update, on Thursday, 17 August 2023, 3pm to 6pm, at the Paradox Singapore Merchant Court at Clarke Quay with keynote speakers from Shook Lin & Bok, KPMG and our new addition to the #AIWM family, Waystone Compliance Solutions as they bring you the latest regulatory changes and key trends for 2023 for our industry.

Hear and get clarifications from subject matter experts as we help you to navigate the regulatory & compliance environment confidently.

Programme

Speakers

TIME	AGENDA
2:45 PM	Registration Starts
3:00 PM	Presentation on Regulatory Updates & Trends Mergers & Acquisitions of EAMs Tan Woon Hum Partner & Head of Trust, Asset & Wealth Management Practice Shook Lin & Bok
4:00PM	Tea Break - Light refreshments will be served
4:30 PM	Technology Risk Management Cyber Security & Technology Risk Outsourcing & Third-Party Risk Business Continuity & Resilience Wendy Lim Partner, Cyber Security Consulting KPMG Singapore
5:15 PM	Compliance Updates on Internal Audit Background Checks on Representatives AML/CFT Nithi Genesan Executive Director - Compliance Services, Asia Waystone Compliance Solutions
6:00 PM	Event Ends

KEYNOTE SPEAKERS

Wendy Lim
Partner, Cyber Security Consulting
KPMG Singapore

Tan Woon Hum
Partner & Head of Trust, Asset & Wealth Management Practice
Shook Lin & Bok

Nithi Genesan
Executive Director – Compliance Services, Asia
Waystone Compliance Solutions

Important Notes:

1) A SGD150.00 no-show penalty fee per person is applicable for this event.

2) By registering for this event, you agree and consent to AIWM’s Privacy Policy.