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Compliance Insight – April 2024
On 1 April 2024, the new notice by the Monetary Authority of Singapore (“MAS”), Notice on Competency Requirements for Representatives of Holders of Capital Markets Services Licence and Exempt Financial Institutions (SFA04-N22), took effect.
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FinReg.SG update
Our partnership with Intelllex has ended on 31 March 2024. In this regard, please note that the access to the FinReg.SG platform has been withdrawn.
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A word from the Committee by Cynthia See, AIWM Secretary
What is your Singapore Dream? Singapore’s Budget 2024 aimed to provide assurance to Singaporeans at various critical stages of their life journeys to achieve their Singapore Dream. At AIWM Singapore, our Singapore Dream is to enable our members to uphold Singapore as the choice wealth management hub so our clients and their families can pursue their dreams too.
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Compliance Insight – March 2024
On 23 February 2024, the Monetary Authority of Singapore (MAS) published its latest update to the Guidelines on Licensing, Registration and Conduct of Business for Fund Management Companies (SFA 04-G05).
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MAS responds to feedback on proposals to mandate reference checks for financial industry
The Monetary Authority of Singapore (MAS) has officially published its response to the feedback received on its proposals to mandate reference checks within the financial sector. This move underscores MAS’s commitment to enhancing the integrity and accountability of financial institutions operating in Singapore, aiming to promote a culture of responsibility and ethical conduct.
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Get to know about EasyView with Zac Jiang
EasyView is a financial technology company specializing in providing digital solutions to family offices, external asset managers, private banks, and private wealth institutions. With a proven track record, EasyView's CRM and Structured Product solutions have successfully served over 100 institutions in Hong Kong and Singapore.
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Photos from 28 Feb: AIWM Regulatory and Compliance Update
Our first instalment of the much-anticipated AIWM Regulatory & Compliance Update kickstarted on a positive note!
In partnership with KPMG Singapore, our venue sponsor, 60+ members spent a fruitful morning, getting the latest updates on BCM, AML as well as learning to overcome the challenges of using new service providers at the KPMG Clubhouse. Special thanks to Wendy Lim, Jason Tan and Kelvin Sng for your insightful sharing.
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- Photo Gallery
28 February – AIWM Regulatory & Compliance Update 2024
Navigating challenges of using new service provides– Zedra Fund Services…
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- Compliance updates
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Request for proposals is closed for AIWM Professional Excellence Call for Speakers
Our bi-annual education workshop, AIWM Professional Excellence, returns for the…
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CityWire: Eightstone’s COO on steering the ship post merger
Eightstone's Chiara Bartoletti talks about her journey into wealth management and the firm's progress since its merger in 2019.
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- Media Coverage
February 2024 Newsletter
Here are the latest updates from AIWM Singapore for February 2024.
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