AIWM Regulatory & Compliance Update
Building on the theme of ‘Risk Management’, check out our 3rd quarter’s AIWM Regulatory & Compliance Update, happening on Friday, 26th September 2025!
This workshop will focus on managing risks related to third-party service providers, examining key technology risks and legal considerations to strengthen governance and operational resilience. We will also share latest regulatory updates and RegTech solutions available to EAMs:
- Outsourcing – Managing Risks with Third Party Service Providers (TPSPs):
- Outsourcing criteria to incorporate in the assessment
- Cybersecurity challenges in third-party ecosystems
- Recovery readiness: incident response, backup, recovery, and remediation strategies
- Key contractual provisions to mitigate legal and operational risk
- RegTech Solutions for EAMs:
- What is RegTech?
- Adopting solutions to enhance compliance and operational effectiveness
| TIME | AGENDA | |
|---|---|---|
| 8:45 AM | Registration (Breakfast will be served) | |
| 9:15 AM | Welcome Remarks | |
| 9:20 AM |
Applying a framework to enterprise risk solutions Ouiyoung Kim, ASEAN Relationship Manager, Buyside Products, Bloomberg | |
| 9:45 AM |
Investor Due Diligence Tan Woon Hum, Partner & Head of Trust, Asset & Wealth Management Practice, Shook Lin & Bok | |
| 10:15 AM | Networking Break | |
| 10:45 AM |
Managing Investment Risk Nithi Genesan, Country Head, Waystone Compliance Solutions | |
| 11:15 AM |
Dialogue Session: How to Deploy AI Tools for Wealth Management Moderator:
| |
| 12:00 PM | Event Ends | |
Important Notes:
1) Certificates of Attendance (COA) are issued based on attendance records.
2) A SGD150.00 event cancellation fee per person is applicable for this event.
3) A SGD150.00 no-show penalty fee per person applies.
4) By registering for this event, you agree and consent to AIWM Privacy Policy.
