AIWM Regulatory & Compliance Update
REGISTRATION IS NOW CLOSED
Building on the theme of ‘Risk Management’, check out our 3rd quarter’s AIWM Regulatory & Compliance Update, happening on Friday, 26th September 2025!
This workshop will focus on managing risks related to third-party service providers, examining key technology risks and legal considerations to strengthen governance and operational resilience. We will also share latest regulatory updates and RegTech solutions available to EAMs:
- Outsourcing – Managing Risks with Third Party Service Providers (TPSPs):
- Outsourcing criteria to incorporate in the assessment
- Cybersecurity challenges in third-party ecosystems
- Recovery readiness: incident response, backup, recovery, and remediation strategies
- Key contractual provisions to mitigate legal and operational risk
- RegTech Solutions for EAMs:
- What is RegTech?
- Adopting solutions to enhance compliance and operational effectiveness
Event Details
📅 Date: Friday, 26th September 2025
⏰Time: 9:15 AM – 12:00 PM (Registration starts from 8.45am)
🏢Venue: Alpha-Bravo, Level 1, The Assembly located at JW Marriott Singapore South Beach (30 Beach Road, Singapore 189763)
| TIME | AGENDA | |
|---|---|---|
| 8:45 AM | Registration (Breakfast will be served) | |
| 9:10 AM | Welcome Remarks | |
| 9:15 AM |
Regulatory Updates
| |
| 9:25 AM |
Outsourcing - Managing Risks with Third Party Service Providers (TPSPs)
| |
| 10:15 AM | Coffee Break | |
| 10:30 AM |
What is RegTech?
| |
| 10:45 AM |
RegTech Demo
| |
| 11:30 AM |
Panel Discussion I Regtech - The Promise and the Roadblocks for External Asset Managers Moderator:
| |
| 12:00 PM |
Fireside Chat I RegTech Q&As
| |
| 12:30 PM | Event Ends | |
Important Notes:
1) Certificates of Attendance (COA) are issued based on attendance records.
2) A SGD150.00 event cancellation fee per person is applicable for this event.
3) A SGD150.00 no-show penalty fee per person applies.
4) By registering for this event, you agree and consent to AIWM Privacy Policy.
