AIWM Regulatory & Compliance Update and AIWM Compliance Masterclass
Join us in our final instalment of the AIWM Regulatory & Compliance Update series, with keynote speakers from UBS, Ingenia Consultants and KPMG Singapore as we bring you the key trends on sustainable investing, latest regulatory changes as well as the tax considerations and updates for our industry. Hear and get clarifications from subject matter experts as we help you to navigate the ESG space and compliance environment confidently.
AIWM Regulatory & Compliance Update
Date: Wednesday, December 6, 2023
Time: 10:00 am – 1:30 pm
Venue: UBS Auditorium, Level 5, 9 Penang Road, Singapore 238459
|10:00 AM||Registration – Light refreshments will be provided|
|10:15 AM||Welcome Remarks|
|10:30 AM||Sustainability: Regulations, Ratings, Labels – What we need to be aware of by Mario Knoepfel, Executive Director, Head Sustainable Investing Advisory, Asia-Pacific, UBS Global Wealth Management|
|11:00 AM||Regulatory & Compliance Updates by Rolf Haudenschild, Co-founder, Ingenia Consultants Pte Ltd|
|11:30 AM||Tax updates and what we should expect going forward by Pearlyn Chew, Partner, Real Estate and Asset Management, Family Office & Private Clients, Tax, KPMG Singapore|
|12:00 PM||Lunch & Networking|
|1:30 PM||Event Ends|
Mario is leading the Sustainable Investing Advisory team for Asia-Pacific since 2015. In his role, Mario advises private wealth clients and family offices on sustainability aspects, helping them incorporate personal values in investment portfolios across asset classes, investing with social and environmental impact through innovative public and private markets solutions and driving education and awareness efforts in the region.
Working for UBS Global Wealth Management since 2001, Mario moved to Hong Kong in early 2013 to establish the Hong Kong presence of the UBS Optimus-Foundation. Prior, he worked for UBS Wealth Management in different positions in Zurich and Moscow with a strong focus on advising the bank’s ultra-high-net-worth clients and developing this client segment strategically.
Mario is a frequent speaker on conferences and featured regularly in media in the region, sharing latest views and trends on sustainable investments and is a member of multiple industry working groups on sustainable finance. He’s also sharing on the topic at the Chinese University of Hong Kong.
Pearlyn specialises in providing Singapore income tax and international income tax advice including structuring and transaction-based advice tax advisory in the private wealth / asset and fund management space as well as in the real estate sectors. She has over 14 years of experience in this industry.
Pearlyn also has experienced working in the tax financial advisory sector with global asset managers during an 18-month secondment to New York, United states.
Rolf Haudenschild is the Co-founder of Ingenia Consultants Pte. Ltd. He supports small and medium-sized financial institutions in their compliance, providing practical, client-focused advice since 2012. Prior to starting his own consultancy, Rolf initially worked as a lawyer in corporate governance for a leading international private banking group before joining the financial regulator on enforcement and drafting of policies.
Rolf is a recognized expert in compliance in wealth management, namely for external asset managers. He constantly remains at the forefront of developments working with several fintech companies, including virtual asset service providers, and exploring regtech.
AIWM Compliance Masterclass [Fully Booked]
Exclusive for Compliance Professionals of Ordinary Member Firms
We hear you! We have partnered with Ingenia Consultants to curate a dedicated workshop for Compliance professionals to explore the challenges and best practices when opening bank accounts with private banks for customers of External Asset Managers.
The AIWM Compliance Masterclass will provide an overview and insights to the onboarding process, followed by interactive case studies where the participants can share your experiences and jointly build expertise to facilitate your compliance work moving forward.
Come join us in our AIWM Compliance Masterclass, to keep up with the latest developments and stay ahead of the curve.
Date: Wednesday, December 6, 2023
Time: 1:30 pm – 4:30 pm
Venue: UBS, Raffles & Temasek Training Rooms, Level 5, 9 Penang Road, Singapore 238459
|1:35 PM||Welcome Remarks|
|1:45 PM||Client Onboarding Journey by Rolf Haudenschild, Co-founder, Ingenia Consultants Pte Ltd|
|2:15 PM||Breakout Session|
|3:00 PM||Tea Break|
|3:30 PM||Build Expertise & Sharing|
|4:30 PM||Event Ends|
Participants are to bring your own laptops for the interactive case studies activity.
1) A SGD150.00 no-show penalty fee per person is applicable for this event.
2) Only compliance professionals from Ordinary Member firms are eligible to register for the AIWM Compliance Masterclass