AIAM Q4 Compliance Event | 5 December 2018
Regulatory Update
Please join us for the last regulatory update of the year.
The session will focus on the recent amendments of the Securities and Futures Act. The objective of the seminar is to ensure that we are all fully up-to-date with the changes introduced in 2018 and aware of the changes to come in 2019.
This event is limited to 55 pax.
2 CPD hours on Ethics and Compliance applies.
TOPICS
- Key Recent MAS Regulatory Developments which directly impact EAMs
- Definition of Accredited Investors
- Material Outsourcing Changes
- MAS Inspections Observations
We have reached the max number of RSVP. If you have any question please contact support-sg@aiam.org.sg
SPEAKER
Tan Woon Hum
Head of Trust, Asset & Wealth Management
Shook Lin & Bok LLP
Hourly Schedule
- 9:00 AM - 9:30 AM
- Registration & Morning Tea
- 9:30 AM - 11:00 AM
- Regulatory Update and Q&A
Regulatory Update
Please join us for the last regulatory update of the year.
The session will focus on the recent amendments of the Securities and Futures Act. The objective of the seminar is to ensure that we are all fully up-to-date with the changes introduced in 2018 and aware of the changes to come in 2019.
This event is limited to 55 pax.
2 CPD hours on Ethics and Compliance applies.
TOPICS
- Key Recent MAS Regulatory Developments which directly impact EAMs
- Definition of Accredited Investors
- Material Outsourcing Changes
- MAS Inspections Observations
We have reached the max number of RSVP. If you have any question please contact support-sg@aiam.org.sg
SPEAKER
Tan Woon Hum
Head of Trust, Asset & Wealth Management
Shook Lin & Bok LLP
Hourly Schedule
- 9:00 AM - 9:30 AM
- Registration & Morning Tea
- 9:30 AM - 11:00 AM
- Regulatory Update and Q&A
Date
Time
Location
Organizer
AIAM Singapore
Phone
+65 6513 0120Website
https://aiam.org.sg
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