AIAM Q2 Event | 17 May 2018
AIAM Compliance Workshop
Nothing maintains its status quo in compliance and regulatory matters. To keep up with the latest developments, continuously develop best practices with industry peers and reaffirm our credibility as reliable EAMs, your attendance for the annual AIAM Compliance Workshop on Thursday 17 May is compulsory.
Experts from Hong Kong and Singapore will address issues on Accredited Investors, CRS, Internal Audit, Outsourcing Policy, MiFID II, cross-border and new MAS regulations. Please come with questions.
4 CPT hours on Ethics and Compliance applies.
Register by 14 May 2018
Topics
- CRS implementation, issues and latest developments
- Internal Audit – the importance of assigning and conducting IA
- Accredited Investors – clarification on MAS dialogue and status updates
- Outsourcing Policy implementation and impacts
- Hong Kong updates: CRS implementation, cross-border issues and recent case studies
- MAS updates: recent regulation on protection of customer monies, order executions and others
- MiFID II – impact on EAMs and affected scope of activities
- Trending topics in 2018 e.g. BREPs
KEY NOTE SPEAKERS
Tan Woon Hum
Head of Trust, Asset & Wealth Management, Shook Lin & Bok LLP
Koh Sin Yee
Director, Compliance and Regulatory Consulting, Duff & Phelps
Sunil Iyer
Director, Iyer Practice
Kevin Yam
Partner, Kennedy’s Law, Hong Kong
Liow Yean Teng
Director, Risk Advisory, Deloitte
Hourly Schedule
- 10:30 AM -
- Registration & Morning Tea
- 11:00 AM -
- Workshop Start
- 12:30 PM -
- Networking Lunch
- 1:30 PM -
- Q&A
- 3:00 PM -
- Wrap-up
- 3:30 PM -
- End
AIAM Compliance Workshop
Nothing maintains its status quo in compliance and regulatory matters. To keep up with the latest developments, continuously develop best practices with industry peers and reaffirm our credibility as reliable EAMs, your attendance for the annual AIAM Compliance Workshop on Thursday 17 May is compulsory.
Experts from Hong Kong and Singapore will address issues on Accredited Investors, CRS, Internal Audit, Outsourcing Policy, MiFID II, cross-border and new MAS regulations. Please come with questions.
4 CPT hours on Ethics and Compliance applies.
Register by 14 May 2018
Topics
- CRS implementation, issues and latest developments
- Internal Audit – the importance of assigning and conducting IA
- Accredited Investors – clarification on MAS dialogue and status updates
- Outsourcing Policy implementation and impacts
- Hong Kong updates: CRS implementation, cross-border issues and recent case studies
- MAS updates: recent regulation on protection of customer monies, order executions and others
- MiFID II – impact on EAMs and affected scope of activities
- Trending topics in 2018 e.g. BREPs
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Hourly Schedule
- 10:30 AM -
- Registration & Morning Tea
- 11:00 AM -
- Workshop Start
- 12:30 PM -
- Networking Lunch
- 1:30 PM -
- Q&A
- 3:00 PM -
- Wrap-up
- 3:30 PM -
- End
Date
Time
Location
