2024 Q1 Regulatory and Compliance Workshop
REGISTRATION IS CLOSED
Please email support-sg@aiwm.sg for the waiting list.
Our much anticipated AIWM Regulatory & Compliance Update workshop is happening on Wednesday, 28th February 2024, 9am – 12pm at KPMG Clubhouse!
In partnership with KPMG Singapore, look forward to the latest regulatory & compliance updates surrounding business continuity, AML for external fund managers as well as navigating the challenges when onboarding or switching fund and trust administrators.
Event details
Date: Wednesday, 28 February, 2024
Time: 9:00 am – 12:00 pm
Venue: KPMG Clubhouse, 12 Marina View, #15-01, Asia Square, Tower 2, Singapore 018961
Programme
| 9:00 AM | Registration starts |
| 9:30 AM | Welcome Note |
| 9:45 AM | BCM Continuity & Resilience by Wendy Lim, Partner, Cyber Security Consulting, KPMG Singapore |
| 10:15 AM | Networking Break |
| 11:00 AM | Navigating Challenges of Using New Service Providers by Kelvin Sng, Head of Fund Services, Zedra Fund Services |
| 11:30 AM | AML Updates for External Fund Managers by Jason Tan, Partner, Financial Crime, KPMG Singapore |
| 12:00 PM | Event Ends |
Keynote Speakers
Wendy Lim
Wendy Lim
Wendy is a Partner in the Cyber Security Consulting practice with KPMG in Singapore. She has over 18 years of experience in Cyber & Technology Governance and Risk Management, Third Party Risk Management, Data Governance, Data Privacy, Operational Resilience and Technology Assurance.
In KPMG, Wendy overseas Cyber Strategy & Governance, Technology/Cyber Risk Management, 3rd Party Risk Management and Cyber/Data Privacy Laws & Regulations. She has assisted clients in various sectors, including financial services, technology, public sector and social enterprises etc.
Wendy has also conducted several industry briefing sessions to various clients on Privacy, Cyber Governance & Technology Risk Management, Data Governance and Third Party Risk Management topics.
Jason Tan
Jason Tan
Jason is a Partner leading the Financial Crime segment within KPMG’s Forensic Practice. He has extensive experience leading anti-money laundering reviews, fraud and corruption investigation and dispute advisory engagements. Jason has 20 years of experience in financial services and has been specialising in AML/CFT since 2010. Jason was involved in two of three working groups set up by the Anti-Money Laundering and Countering the Financing of Terrorism Industry Partnership (ACIP) that is co-chaired by the Monetary Authority of Singapore and Commercial Affairs Department. Jason also conducts AML/CFT training for the regulator and law enforcement agencies regularly.
Kelvin Sng
Kelvin Sng
Kelvin has 20 years’ experience in the financial services industry. His area of expertise is fund and investment services. He also has extensive experience working with global banks and public institutions.
Kelvin has held several senior roles with leading banks and service providers. He started his career at a public listed securities brokerage company as a financial analyst. He then moved on to join leading global fund administrators, banks and an asset management company.
His roles included responsibilities encompassing regional sales, business development, client management, portfolio valuation and operations. Throughout his career, Kelvin has focused on helping clients in fund structuring and product launches, and in improving their operational controls and governance.
Kelvin was also Head of Fiduciary Services with a global bank and served as Resident Manager for its trust business in Singapore, where he was responsible for fiduciary services across private and public funds.
Kelvin graduated from Nanyang Technological University with an accounting degree. He is a CFA charterholder and a Chartered Accountant of Singapore.
Important Notes:
1) A SGD150.00 event cancellation fee per person is applicable for this event.
2) A SGD150.00 no-show penalty fee per person applies.
3) By registering for this event, you agree and consent to AIWM’s Privacy Policy.
